Union Bank of India now offers you the power of the value added, service oriented Demat Account- Union Demat.

Union Bank is a Depository Participant (DP) of both (Central Depository Services Limited (CDSL) and National Securities Depository Limited (NSDL).

To cater to your individual needs as diverse as your portfolio, Union Demat will empower you with hassle-free, fast and accurate electronic transactions.

Filing compliant on SCORES – Easy & quick

• Register on SCORES portal
• Mandatory details for filing complaints on SCORES

  Name, PAN, Address, Mobile Number, E-mail ID

• Benefitsp:

  Effective Communication

Speedy redressal of the grievances

SCORES link: https://scores.sebi.gov.in/

Embark on a rewarding investment journey with the Investor Charter by Union Bank of India. We understand the importance of informed and secure investments, and the Investor Charter is designed to empower you with the knowledge and protection you need. Whether you are a seasoned investor or just starting, the Investor Charter provides a comprehensive framework that ensures transparency, fair practices, and investor rights. Discover the benefits and features of the Investor Charter below and make confident investment decisions that align with your financial goals.

• Click Here For Encouraging more retail investors to participate in voting on motions moved by listed companies

SEBI Registration number for NSDL: IN-DP-NSDL-254-2006

SEBI Registration number for CDSL: IN-DP-CDSL-165-2002

Registered address of Bank: Union Bank of India

Union Bank Bhavan

239, Vidhan Bhavan marg

Nariman Point,

Mumbai, 400021

Registered address of Depository Participant: Depository Participant Branch,

Union Bank of India

66/80, 2ndFloor, M S Marg

Fort, Mumbai 400 001

ATTENTION INVESTORS Tickers

"Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day......................issued in the interest of investors."

"KYC is one-time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary."

• Click Here

Annexure C

Complaints Data:

Data for every month ending

Trend of monthly disposal of complaints

Trend of annual disposal of complaints

• To initiate an online request for NSDL Account Closure , click on the URL https://eservices.nsdl.com/iat-web/
• User Guidelines for Online Account Closure Request

• In the absence of response/complaint not addressed to your satisfaction, you may lodge a complaint online at https://service.unionbankportal.bank.in/portal/en/home
• Or with SEBI SCORES portal at - https://scores.sebi.gov.in
• Or Online Dispute Resolution Portal (Smart ODR) - https://smartodr.in/login
• Please quote your Service Ticket/Complaint Ref No while raising your complaint SEBI SCORES/Exchange portal
• Working Hours: 9:30 AM to 5:30 PM

"No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account."

"Prevent Unauthorized Transactions in your demat account > Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from NSDL/CDSL on the same day issued in the interest of investors."

“KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary”.

1. Chief Compliance Officer

   Shri Prafulla Kumar Samal

   Email ID: cco[at]unionbankofindia[dot]bank[dot]in

   Compliance Department 7th Floor, Union Bank Bhavan, 239, Vidhan Bhavan Marg, Nariman Point, Mumbai - 400021.

   Contact No.: 022-22892577

2. Chief Financial Officer

   Shri Dhirendra Jain

   Email ID: cfo[at]unionbankofindia[dot]bank[dot]in

   Board Secretariat, Investor Services Division, 12th Floor, Union Bank Bhavan, Vidhan Bhavan Marg, Nariman Point, Mumbai - 400021.

   Contact No.: 022-22892401

3. Company Secretary

   Shri Ashish Mishra

   Email ID: ashish[at]unionbankofindia[dot]bank[dot]in

   Board Secretariat, Investor Services Division, 12th Floor, Union Bank Bhavan, Vidhan Bhavan Marg, Nariman Point, Mumbai - 400021.

   Contact No.: 022-22896643

4. NSDL Compliance Officer

   Shri Nagendra Singh Bundela

   Email ID: cbdp_mum[at]unionbankofindia[dot]bank[dot]in

   Union Bank of India Building 2nd Floor, 66/80, M.S. Marg Fort, Mumbai - 400001

   Contact No.: 022-31794706

5. CDSL Compliance Officer

   Shri Sushil Kumar Mishra

   Email ID: demat[at]unionbankofindia[dot]bank[dot]in

   Union Bank of India Building 2nd Floor, 66/80, M.S. Marg Fort, Mumbai - 400001

   Contact No.: 022-22629407

As per the guidelines issued by Securities and Exchange Board of India, a simplified SARAL Account Opening Form (AOF) has been introduced to facilitate easy entry of new investors into the securities market.

Through SARAL AOF, an individual investor can open a Demat Account using a simplified form. Additional facilities such as Online Trading, Margin Trading, Derivative Trading, etc. can be availed later as per regulatory requirements.

The full text of the circular is available on the website www.sebi.gov.in or Click here  https://drive.google.com/file/d/1cBy61W6-fTblM-kTKXDc49rsrYzPjOO4/view?usp=sharing to download the SARAL Account Opening Form (AOF).

The form should be duly filled, signed and submitted at the nearest branch of Union Bank of India offering Depository Participant (DP) services.